Compliance

We support companies in implementing and adapting regulatory requirements, such as the GDPR or SFDR regulations, to ensure compliance. We conduct systematic compliance audits, develop incident management systems for identifying and addressing violations, and offer practical training and workshops for employees. Additionally, we implement KYC processes to minimize risks related to money laundering and create regular compliance reports for ongoing monitoring.

We support companies in implementing and adapting regulatory requirements, such as the GDPR or SFDR regulations, to ensure compliance. We conduct systematic compliance audits, develop incident management systems for identifying and addressing violations, and offer practical training and workshops for employees. Additionally, we implement KYC processes to minimize risks related to money laundering and create regular compliance reports for ongoing monitoring.

Regulatory implementations and adjustments

Regulatory implementations and adjustments

Regulatory implementations and adjustments

Conducting compliance audits

Conducting compliance audits

Conducting compliance audits

Development of an incident management system

Development of an incident management system

Development of an incident management system

Regular compliance reports

Regular compliance reports

Regular compliance reports

Training

Training

Training

KYC (Know Your Customer) and Due Diligence processes

KYC (Know Your Customer) and Due Diligence processes

KYC (Know Your Customer) and Due Diligence processes

Contact

IOC Group AG

Seestrasse 25

CH-8702 Zollikon

© 2024 IOC Group AG

Contact

IOC Group AG

Seestrasse 25

CH-8702 Zollikon

© 2024 IOC Group AG

Contact

IOC Group AG

Seestrasse 25

CH-8702 Zollikon

© 2024 IOC Group AG