Compliance
We support companies in implementing and adapting regulatory requirements, such as the GDPR or SFDR regulations, to ensure compliance. We conduct systematic compliance audits, develop incident management systems for identifying and addressing violations, and offer practical training and workshops for employees. Additionally, we implement KYC processes to minimize risks related to money laundering and create regular compliance reports for ongoing monitoring.
We support companies in implementing and adapting regulatory requirements, such as the GDPR or SFDR regulations, to ensure compliance. We conduct systematic compliance audits, develop incident management systems for identifying and addressing violations, and offer practical training and workshops for employees. Additionally, we implement KYC processes to minimize risks related to money laundering and create regular compliance reports for ongoing monitoring.
Regulatory implementations and adjustments
Regulatory implementations and adjustments
Regulatory implementations and adjustments
Conducting compliance audits
Conducting compliance audits
Conducting compliance audits
Development of an incident management system
Development of an incident management system
Development of an incident management system
Regular compliance reports
Regular compliance reports
Regular compliance reports
Training
Training
Training
KYC (Know Your Customer) and Due Diligence processes
KYC (Know Your Customer) and Due Diligence processes
KYC (Know Your Customer) and Due Diligence processes
© 2024 IOC Group AG
© 2024 IOC Group AG
© 2024 IOC Group AG